WebMar 20, 2024 · USA March 20 2024 CME Group announced today that Saxo Bank A/S, a member firm, agreed to pay an aggregate fine of US $190,000 to the Chicago Board of Trade and the Chicago Mercantile Exchange... WebMay 27, 2016 · CME Group Disciplinary Action - Rule 575 Spoofing » Neurensic 26 May 2016 EXCHANGE RULES: Rule 575.A. (DISRUPTIVE PRACTICES PROHIBITED) All orders must be entered for the purpose of executing bona fide transactions.
CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for ...
WebMar 24, 2015 · Disciplinary actions such as: suspension, revocation, probation, complaint-citation, etc. Application Status Check: Check the status of applicants and know all deficiencies on file and pending dates, etc. Search Count: real time search count and archive of monthly search counts for billing purposes. Printer friendly formats. WebCME Group announced today that Saxo Bank A/S, a member firm, agreed to pay an aggregate fine of US $190,000 to the Chicago Board of Trade and the Chicago Mercantile Exchange to resolve two... suzuki vitara near me
JD Supra: Between Bridges: March 2024 – CME Group Settles Disciplinary …
WebApr 20, 2024 · Disciplinary Decisions Regulatory Circulars Cboe Futures Exchanges Disciplinary Actions Search Year 2024 File No. URE-48-09; XR Trading, LLC September 21, 2024 Letter of Consent: CFE Rule 620 (b) - Disruptive Practices File No. URE-46-09; Eagle Seven, LLC September 21, 2024 Letter of Consent; CFE Rule 620 (b) - Disruptive … WebMay 24, 2024 · Hello, I Really need some help. Posted about my SAB listing a few weeks ago about not showing up in search only when you entered the exact name. I pretty … WebFeb 22, 2024 · Cboe Options Exchanges Disciplinary Actions Cboe Options BZX Options C2 Options EDGX Options Year 2024 Star No. 20240692497-01, File No. URE-73-01; Susquehanna Securities, LLC March 6, 2024 Letter of Consent; Cboe Rule 8.30 - Position Limits File No. URE-141-01; All Rise Trading LLC February 28, 2024 barrio diana turbay bogota